Randstad Senior Compliance Specialist in San Francisco, California

Senior Compliance Specialist


San Francisco, CA

Date Posted:

Friday, September 30, 2016

Job Type:


Reference #:


Questions? 415-733-7530.


Randstad Finance & Accounting

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Our Client is looking for a talented, motivated Senior Compliance Specialist professional to join our Lending Compliance Support team.


  • Conducting pre-approval and/or pre-closing QC reviews on residential mortgages with a focus on regulatory compliance.

  • Review start-up sheets, applications, initial disclosures, flood determinations, flood notices, and PowerLender screens to validate them for completeness, timeliness, accuracy, and compliance with regulatory guidelines including the Bank Secrecy Act (BSA) / Anti-Money Laundering (AML) law, Truth in Lending Act (TILA) / Real Estate Settlement Procedures Act (RESPA), Flood, Home Mortgage Disclosure Act (HMDA), and Equal Credit Opportunity Act (ECOA) or Regulation B.

  • Collaborate with Loan Specialists, Executive Loan Committee (ELC), Closing, and others to facilitate the clearing of errors and exceptions prior to closing, triggering re-disclosure as required.

Additionally, you will:

  • Perform thorough, timely QC pre-approval and/or pre-closing compliance QC reviews of residential mortgages originated by loan teams.

  • Collaborate with Loan Specialists, ELC, Closing and others to clear compliance errors and exceptions, alerting teams to the need to re-disclose when required. Work QC queue efficiently and demonstrate strong customer service orientation with internal partners with an emphasis on clearing errors and resolving issues.

  • Stay current on regulatory guidance from Corporate Compliance through meetings and discussions, participation in training, reading emails, memos, and presentations.


  • Two to three years of experience in a compliance-related lending environment preferred.

  • Strong working knowledge of Microsoft Office Suite.

  • Experience with PowerLender, TotalPlus ML, IBS, OnBase and/or IL applications a plus.

  • Excellent verbal and written communication skills to interact with individuals at various levels of seniority and from a range of functional groups.

  • Proactive individual able to operate efficiently in a fast paced environment.

  • Quick learner and ability to manage multiple priorities.

  • Proven ability to work under pressure and meet strict deadlines.

  • Ability to succeed in a team-oriented work environment and quickly forge effective working relationships with a variety of personalities.

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