Randstad Senior Compliance Specialist in San Francisco, California
Senior Compliance Specialist
San Francisco, CA
Friday, September 30, 2016
Randstad Finance & Accounting
Our Client is looking for a talented, motivated Senior Compliance Specialist professional to join our Lending Compliance Support team.
Conducting pre-approval and/or pre-closing QC reviews on residential mortgages with a focus on regulatory compliance.
Review start-up sheets, applications, initial disclosures, flood determinations, flood notices, and PowerLender screens to validate them for completeness, timeliness, accuracy, and compliance with regulatory guidelines including the Bank Secrecy Act (BSA) / Anti-Money Laundering (AML) law, Truth in Lending Act (TILA) / Real Estate Settlement Procedures Act (RESPA), Flood, Home Mortgage Disclosure Act (HMDA), and Equal Credit Opportunity Act (ECOA) or Regulation B.
Collaborate with Loan Specialists, Executive Loan Committee (ELC), Closing, and others to facilitate the clearing of errors and exceptions prior to closing, triggering re-disclosure as required.
Additionally, you will:
Perform thorough, timely QC pre-approval and/or pre-closing compliance QC reviews of residential mortgages originated by loan teams.
Collaborate with Loan Specialists, ELC, Closing and others to clear compliance errors and exceptions, alerting teams to the need to re-disclose when required. Work QC queue efficiently and demonstrate strong customer service orientation with internal partners with an emphasis on clearing errors and resolving issues.
Stay current on regulatory guidance from Corporate Compliance through meetings and discussions, participation in training, reading emails, memos, and presentations.
Two to three years of experience in a compliance-related lending environment preferred.
Strong working knowledge of Microsoft Office Suite.
Experience with PowerLender, TotalPlus ML, IBS, OnBase and/or IL applications a plus.
Excellent verbal and written communication skills to interact with individuals at various levels of seniority and from a range of functional groups.
Proactive individual able to operate efficiently in a fast paced environment.
Quick learner and ability to manage multiple priorities.
Proven ability to work under pressure and meet strict deadlines.
Ability to succeed in a team-oriented work environment and quickly forge effective working relationships with a variety of personalities.